Filing Details

Accession Number:
0001144204-15-071079
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-15 19:08:14
Reporting Period:
2015-12-11
Filing Date:
2015-12-15
Accepted Time:
2015-12-15 19:08:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1551901 Stellus Capital Investment Corp SCM () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1561515 T. Robert Ladd C/O Stellus Capital Investment Corp
4400 Post Oak Parkway, Suite 2200
Houston TX 77027
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-12-11 3,787 $10.00 146,304 No 4 P Direct
Common Stock Acquisiton 2015-12-14 7,782 $9.97 154,086 No 4 P Direct
Common Stock Acquisiton 2015-12-15 882 $9.74 155,329 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. The amount of securities beneficially owned following the reported transactions also includes an additional 361 shares issued under the Stellus Capital Investment Corporation dividend reinvestment plan.