Filing Details

Accession Number:
0001209191-15-085404
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-15 17:42:33
Reporting Period:
2015-12-11
Filing Date:
2015-12-15
Accepted Time:
2015-12-15 17:42:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1092796 Smith & Wesson Holding Corp SWHC Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480) 870543688
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1112727 A Mitchell Saltz 2100 Roosevelt Avenue
Springfield MA 01104
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-12-11 10,000 $12.88 13,802 No 4 M Direct
Common Stock Disposition 2015-12-11 10,000 $22.84 3,802 No 4 S Direct
Common Stock Disposition 2015-12-11 12,534 $22.85 60,000 No 4 S Indirect By Limited Partnership
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Indirect By Limited Partnership
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Director Stock Option (Right to Buy) Acquisiton 2015-12-11 10,000 $0.00 10,000 $12.88
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-09-18 No 4 M Direct
Footnotes
  1. The shares were sold pursuant to a 10b5-1 Trading Plan dated September 23, 2015.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.40 to $23.30, inclusive. The reporting person undertakes to provide to Smith & Wesson Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. Includes 6,500 shares previously reported as being held directly.
  4. The securities are held by Stockbridge Enterprises, L.P., of which the reporting person controls the investment decisions. Stockbridge Enterprises, L.P. is owned by a limited partnership in which the reporting person owns an indirect interest.
  5. 1/12th of the total number of options granted vested and became exercisable each month after the September 18, 2006 date of grant.