Filing Details
- Accession Number:
- 0001209191-15-085400
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-15 17:40:37
- Reporting Period:
- 2015-12-11
- Filing Date:
- 2015-12-15
- Accepted Time:
- 2015-12-15 17:40:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1092796 | Smith & Wesson Holding Corp | SWHC | Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480) | 870543688 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1309339 | F Michael Golden | 2100 Roosevelt Avenue Springfield MA 01104 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-12-11 | 216,000 | $15.00 | 503,073 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-12-11 | 215,300 | $22.89 | 287,773 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-12-11 | 700 | $23.41 | 287,073 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2015-12-11 | 216,000 | $0.00 | 216,000 | $15.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-11-12 | No | 4 | M | Direct |
Footnotes
- The shares were sold pursuant to a 10b5-1 Trading Plan dated June 30, 2015.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.40 to $23.39, inclusive. The reporting person undertakes to provide to Smith & Wesson Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.40 to $23.43, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- One-third of the total number of options granted vested and became exercisable on each of the first, second, and third annual anniversary of the November 12, 2007 date of grant.
Billionaire Hedge Funds
