Filing Details
- Accession Number:
- 0001415889-15-004065
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-12-15 17:17:23
- Reporting Period:
- 2015-12-08
- Filing Date:
- 2015-12-15
- Accepted Time:
- 2015-12-15 17:17:23
- Original Submission Date:
- 2015-12-10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1169770 | Banc Of California Inc. | BANC | National Commercial Banks (6021) | 043639825 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1514243 | T Jeffrey Seabold | C/O Banc Of California, Inc. 18500 Von Karman Ave, Suite 1100 Irvine CA 92612 | Evp, Chief Banking Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class B Non-Voting Stock | Disposition | 2015-12-08 | 57,645 | $14.89 | 37,355 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- Warrants exercised on a cashless basis, resulting in the Issuer withholding 57,645 of the warrant shares to pay the exercise price, and issuing to the Reporting Person the remaining 37,355 shares.