Filing Details
- Accession Number:
- 0001144204-15-070970
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-15 16:16:03
- Reporting Period:
- 2015-12-14
- Filing Date:
- 2015-12-15
- Accepted Time:
- 2015-12-15 16:16:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1499912 | Fxcm Inc. | FXCM | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 273268672 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1505058 | Robert Lande | C/O Fxcm Inc. 55 Water Street New York NY 10041 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2015-12-14 | 10,000 | $5.85 | 14,030 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
Footnotes
- Such shares, which are the subject of this report, are held by a pension plan of which Reporting Person is the sole beneficiary. The Reporting Person disclaims beneficial ownership over the securities held by this pension plan except to the extent of his pecuniary interest therein.
- Consists of 2,430 shares of Class A common stock individually owned, 750 shares of Class A common stock held in an estate of which the Reporting Person is the sole beneficiary, 10,000 shares of Class A common stock held by a pension plan of which Reporting Person is the sole beneficiary, and 850 Class A restricted stock units which vest annually.