Filing Details

Accession Number:
0001127602-15-034140
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2015-12-15 16:09:57
Reporting Period:
2015-12-14
Filing Date:
2015-12-15
Accepted Time:
2015-12-15 16:09:57
Original Submission Date:
2015-12-15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1041061 Yum Brands Inc YUM Retail-Eating Places (5812) 133951308
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1315720 S Jingshyh Su 1441
Gardiner Lane
Louisville KY 40213
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-12-14 62,158 $24.47 164,234 No 4 M Direct
Common Stock Disposition 2015-12-14 21,340 $71.27 142,894 No 4 D Direct
Common Stock Disposition 2015-12-14 40,818 $71.18 102,076 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2015-12-14 62,158 $0.00 62,158 $24.47
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-01-26 2016-01-26 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 278,361 Indirect BVI Company
Footnotes
  1. Pursuant to 10b5-1 Plan
  2. This transaction was executed in multiple trades at prices ranging from $70.53 to $71.64. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.