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Filing Details

Accession Number:: 0000902664-15-004514
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-12-14 20:20:23
Reporting Period:: 2015-12-10

Filing Date:: 2015-12-14
Accepted Time:: 2015-12-14 20:20:23
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1109546	Pacific Mercantile Bancorp	PMBC	National Commercial Banks (6021)	330898238

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1134119	Clinton Group Inc	510 Madison Ave 8Th Fl New York NY 10022	No	No	No	Yes
1566939	E. George Hall	C/O Clinton Group Inc, 510 Madison Ave. 8Th Floor New York NY 10022	No	No	No	Yes
1567109	Clinton Magnolia Master Fund, Ltd.	C/O Clinton Group Inc., 510 Madison Ave. 8Th Floor New York NY 10022	No	No	No	Yes
1621471	Ltd. Fund Master Opportunities Special Clinton	C/O Clinton Group Inc. 510 Madison Ave, 8Th Fl New York NY 10022	No	No	No	Yes

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2015-12-10	21,200	$7.05	1,318,182	No	4	S	Indirect	See footnotes
Common Stock	Disposition	2015-12-11	118,727	$7.03	1,199,455	No	4	S	Indirect	See footnotes
Common Stock	Disposition	2015-12-14	99,595	$6.98	1,099,860	No	4	S	Indirect	See footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnotes
No	4	S	Indirect	See footnotes
No	4	S	Indirect	See footnotes

Footnotes

Clinton Special Opportunities Master Fund Ltd. and Clinton Magnolia Master Fund Ltd. directly hold these securities. By virtue of serving as the investment manager of Clinton Special Opportunities Master Fund Ltd. and Clinton Magnolia Master Fund Ltd. (together, the "Funds"), Clinton Group, Inc., a Delaware corporation ("Clinton") has voting power and investment discretion with respect to the securities reported herein which are held by the Funds.
Mr. George Hall serves as the Chief Executive Officer of Clinton. Mr. George E. Hall is deemed to be the indirect beneficial owner of such securities by virtue of his direct and indirect control of Clinton.
The Reporting Persons disclaim beneficial ownership of such securities, and this report shall not be deemed an admission that any Reporting Person is the beneficial owners of the securities for the purpose of Section 16 or for any other purpose, except to the extent of such Reporting Person's pecuniary interest therein.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.01 to $7.06, inclusive. The Reporting Person undertakes to provide to Pacific Mercantile Bancorp, any security holder of Pacific Mercantile Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.98 to $7.05, inclusive. The Reporting Person undertakes to provide to Pacific Mercantile Bancorp, any security holder of Pacific Mercantile Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.