Filing Details
- Accession Number:
- 0001144204-15-070795
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-14 18:32:16
- Reporting Period:
- 2015-12-10
- Filing Date:
- 2015-12-14
- Accepted Time:
- 2015-12-14 18:32:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1083220 | Xcel Brands Inc. | XELB | Patent Owners & Lessors (6794) | 760307819 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1398341 | James Haran | C/O Xcel Brands, Inc., 475 10Th Avenue, 4Th Floor New York NY 10018 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-12-10 | 336 | $7.50 | 539,872 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-12-14 | 7,677 | $7.38 | 532,195 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Represents the sale of shares of common stock pursuant to a domestic relations order.
- The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.252 to $7.439. The reporting person undertakes to provide Xcel Brands, Inc., and security holder of Xcel Brands, Inc. or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).
Billionaire Hedge Funds
