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Filing Details

Accession Number:: 0000892712-15-001144
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-12-14 18:00:02
Reporting Period:: 2015-12-14

Filing Date:: 2015-12-14
Accepted Time:: 2015-12-14 18:00:02
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
275119	Baylake Corp	BYLK	State Commercial Banks (6022)	391268055

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1373856	L Kevin Laluzerne	217 N. 4Th Ave. Sturgeon Bay WI 54235	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-12-14	5,124	$4.15	18,930	No	4	M	Direct
Common Stock	Disposition	2015-12-14	5,124	$14.65	13,806	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option	Disposition	2015-12-14	5,124	$0.00	5,124	$4.15

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
3,415		2021-03-15	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Restricted Stock Units	1,707	Direct
Restricted Stock Units	3,415	Direct
Restricted Stock Units	2,362	Direct
Restricted Stock Units	1,093	Direct
Restricted Stock Units	2,333	Direct
Common Stock	4,160	Indirect	By IRA
Common Stock	4,535	Indirect	By ESPP
Common Stock	10,000	Indirect	By Baylake Bank 401K Plan FBO Kevin LaLuzerne

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option	$6.20	2022-04-01	8,539	8,539	Direct
Common Stock	Stock Option	$9.50	2023-03-19	4,833	4,833	Direct
Common Stock	Stock Option	$13.90	2024-03-18	5,828	5,828	Direct
Common Stock	Stock Option	$12.52	2025-03-17	5,380	5,380	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2022-04-01	8,539	8,539	Direct
2023-03-19	4,833	4,833	Direct
2024-03-18	5,828	5,828	Direct
2025-03-17	5,380	5,380	Direct

Footnotes

The aggregate restricted stock units were granted on 3/15/11and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
The aggregate restricted stock units were granted on 4/1/12 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
The aggregate restricted stock units were granted on 3/19/13 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
The aggregate restricted stock units were granted on 3/18/14 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
The aggregate restricted stock units were granted on 3/17/15 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
The aggregate stock options were granted on 3/15/11 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
The aggregate stock options were granted on 4/1/12 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
The aggregate stock options were granted on 3/19/13 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
The aggregate stock options were granted on 3/18/14 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
The aggregate stock options were granted on 3/17/15 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.