Filing Details

Accession Number:
0001140361-15-044323
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-14 08:57:08
Reporting Period:
2015-12-11
Filing Date:
2015-12-14
Accepted Time:
2015-12-14 08:57:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1356090 Intrexon Corp XON Services-Commercial Physical & Biological Research (8731) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1091823 J Randal Kirk C/O Third Security, Llc
1881 Grove Avenue
Radford VA 24141
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-12-11 90,375 $29.86 6,574,067 No 4 P Indirect by Kapital Joe
Common Stock Acquisiton 2015-12-11 34,100 $29.83 6,608,167 No 4 P Indirect by Kapital Joe
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect by Kapital Joe
No 4 P Indirect by Kapital Joe
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,856,971 Indirect by R.J. Kirk DOT
Common Stock 22,637 Indirect by Third Security
Common Stock 5,483,957 Indirect by Mascara Kaboom
Common Stock 130,075 Indirect by JPK 2008
Common Stock 131,030 Indirect by MGK 2008
Common Stock 105,204 Indirect by ZSK 2008
Common Stock 1,068 Indirect by Lotus
Common Stock 237,524 Indirect by Staff 2001
Common Stock 58,800 Indirect by Sr. Staff
Common Stock 699,586 Indirect by JPK 2009
Common Stock 829,379 Indirect by MGK 2009
Common Stock 73,668 Indirect by ZSK 2009
Common Stock 818,461 Indirect by JPK 2012
Common Stock 179,199 Indirect by ADC 2010
Common Stock 940,426 Indirect by MGK 2011
Common Stock 131,081 Indirect by Kellie L. Banks LTT
Common Stock 1,356,648 Indirect by Senior Staff 2008
Common Stock 1,356,648 Indirect by Staff 2010
Common Stock 678,323 Indirect by Incentive 2010
Common Stock 1,196,077 Indirect by NRM IV
Common Stock 22,636,052 Indirect by NRM V
Common Stock 13,340,645 Indirect by NRM VI Holdings
Common Stock 243,001 Indirect by NRM VII Holdings
Footnotes
  1. Randal J. Kirk controls each of Kapital Joe, LLC ("Kapital Joe"), R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), Third Security, LLC ("Third Security"), Mascara Kaboom, LLC ("Mascara Kaboom"), JPK 2008, LLC ("JPK 2008"), MGK 2008, LLC ("MGK 2008"), ZSK 2008, LLC ("ZSK 2008"), Lotus Capital (2000) Company Inc. ("Lotus"), Third Security Staff 2001 LLC ("Staff 2001"), and Third Security Senior Staff LLC ("Sr. Staff"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
  2. Randal J. Kirk controls each of JPK 2009, LLC ("JPK 2009"), MGK 2009, LLC ("MGK 2009"), ZSK 2009, LLC ("ZSK 2009"), JPK 2012, LLC ("JPK 2012"), ADC 2010, LLC ("ADC 2010"), MGK 2011, LLC ("MGK 2011"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Third Security Senior Staff 2008 LLC ("Senior Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Incentive 2010 LLC ("Incentive 2010"), New River Management IV, LP ("NRM IV"), New River Management V, LP ("NRM V"), NRM VI Holdings I, LLC ("NRM VI Holdings") and New River Management VII Holdings I, LLC ("NRM VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.