Home > Insider Trading > Filing (0000899243-15-009740)

Filing Details

Accession Number:: 0000899243-15-009740
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-12-11 19:11:14
Reporting Period:: 2015-12-09

Filing Date:: 2015-12-11
Accepted Time:: 2015-12-11 19:11:14
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1261654	Universal Technical Institute Inc	UTI	Services-Educational Services (8200)	860226984

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1356974	Coliseum Capital Partners, L.p.	Metro Center 1 Station Place, 7Th Floor, Stamford CT 06902	No	No	Yes	No
1409585	Coliseum Capital, Llc	Metro Center 1 Station Place, 7Th Floor, Stamford CT 06902	No	No	Yes	No
1409751	Coliseum Capital Management, Llc	Metro Center 1 Station Place, 7Th Floor South Stamford CT 06902	No	No	Yes	No
1430708	S Christopher Shackelton	Metro Center 1 Station Place, 7Th Floor, Stamford CT 06902	No	No	Yes	No
1454123	Adam Gray	Metro Center 1 Station Place, 7Th Floor, Stamford CT 06902	No	No	Yes	No
1567187	Coliseum Capital Partners Ii, L.p.	Metro Center 1 Station Place, 7Th Floor, Stamford CT 06902	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-12-09	58,650	$3.64	2,440,566	No	4	P	Indirect	See Footnotes
Common Stock	Acquisiton	2015-12-10	75,206	$3.72	2,515,772	No	4	P	Indirect	See Footnotes
Common Stock	Acquisiton	2015-12-11	185,957	$3.97	2,701,729	No	4	P	Indirect	See Footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,400	Indirect	See Footnote
Common Stock	39,075	Indirect	See Footnote
Common Stock	2,400	Indirect	See Footnote
Common Stock	39,075	Indirect	See Footnote
Common Stock	2,400	Indirect	See Footnote
Common Stock	39,075	Indirect	See Footnote

Footnotes

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.59 to $3.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
These securities are held directly by (a) Coliseum Capital Partners, L.P. ("CCP"), an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser, (b) Coliseum Capital Partners II, L.P. ("CCP2" and, together with CCP, the "Funds"), an investment limited partnership of which CC is general partner and for which CCM serves as investment adviser, and (c) a separate account investment advisory client of CCM (the "Separate Account").
Christopher Shackelton ("Shackelton") and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC. Each of Shackelton, Gray, CCP, CCP2, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein.
These securities are beneficially owned solely and directly by Shackelton.
These securities are beneficially owned solely by Shackelton and consist of (a) 28,875 shares held by Shackelton's spouse and (b) 10,200 shares held by trusts for the benefit of Shackelton's descendants. Shackelton disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.60 to $3.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.61 to $4.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Following the transactions reported herein, CCP, CCP2 and the Separate Account directly owned 1,634,733, 444,111 and 622,885 shares of common stock, respectively.