Filing Details
- Accession Number:
- 0001593968-15-000401
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-11 17:38:19
- Reporting Period:
- 2015-12-09
- Filing Date:
- 2015-12-11
- Accepted Time:
- 2015-12-11 17:38:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1506928 | Avinger Inc | AVGR | Surgical & Medical Instruments & Apparatus (3841) | 208873453 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1323378 | A Donald Lucas | 400 Chesapeake Drive Redwood City CA 94063 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-12-09 | 562,038 | $0.00 | 0 | No | 4 | J | Indirect | Lucas Venture Group IX, LLC |
Common Stock | Acquisiton | 2015-12-09 | 15,809 | $15.99 | 15,809 | No | 4 | J | Indirect | Lucas Venture Management, LLC |
Common Stock | Disposition | 2015-12-11 | 500 | $15.86 | 15,309 | No | 4 | S | Indirect | Lucas Venture Management, LLC |
Common Stock | Disposition | 2015-12-11 | 500 | $15.87 | 14,809 | No | 4 | S | Indirect | Lucas Venture Management, LLC |
Common Stock | Disposition | 2015-12-11 | 500 | $16.07 | 14,309 | No | 4 | S | Indirect | Lucas Venture Management, LLC |
Common Stock | Disposition | 2015-12-11 | 500 | $15.80 | 13,809 | No | 4 | S | Indirect | Lucas Venture Management, LLC |
Common Stock | Disposition | 2015-12-11 | 1,000 | $15.93 | 12,809 | No | 4 | S | Indirect | Lucas Venture Management, LLC |
Common Stock | Disposition | 2015-12-11 | 300 | $15.93 | 12,509 | No | 4 | S | Indirect | Lucas Venture Management, LLC |
Common Stock | Disposition | 2015-12-11 | 200 | $15.95 | 12,309 | No | 4 | S | Indirect | Lucas Venture Management, LLC |
Common Stock | Disposition | 2015-12-11 | 100 | $16.00 | 12,209 | No | 4 | S | Indirect | Lucas Venture Management, LLC |
Common Stock | Disposition | 2015-12-11 | 65 | $15.89 | 12,144 | No | 4 | S | Indirect | Lucas Venture Management, LLC |
Common Stock | Disposition | 2015-12-11 | 35 | $15.90 | 12,109 | No | 4 | S | Indirect | Lucas Venture Management, LLC |
Common Stock | Disposition | 2015-12-11 | 200 | $15.99 | 11,909 | No | 4 | S | Indirect | Lucas Venture Management, LLC |
Common Stock | Disposition | 2015-12-11 | 100 | $16.00 | 11,809 | No | 4 | S | Indirect | Lucas Venture Management, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | Lucas Venture Group IX, LLC |
No | 4 | J | Indirect | Lucas Venture Management, LLC |
No | 4 | S | Indirect | Lucas Venture Management, LLC |
No | 4 | S | Indirect | Lucas Venture Management, LLC |
No | 4 | S | Indirect | Lucas Venture Management, LLC |
No | 4 | S | Indirect | Lucas Venture Management, LLC |
No | 4 | S | Indirect | Lucas Venture Management, LLC |
No | 4 | S | Indirect | Lucas Venture Management, LLC |
No | 4 | S | Indirect | Lucas Venture Management, LLC |
No | 4 | S | Indirect | Lucas Venture Management, LLC |
No | 4 | S | Indirect | Lucas Venture Management, LLC |
No | 4 | S | Indirect | Lucas Venture Management, LLC |
No | 4 | S | Indirect | Lucas Venture Management, LLC |
No | 4 | S | Indirect | Lucas Venture Management, LLC |
Footnotes
- 1. The reporting person is the managing member of Lucas Venture Group IX, LLC, which made a pro rata distribution for no consideration of Common Stock of the Issuer to its members on December 9, 2015.