Filing Details

Accession Number:
0001123292-15-001424
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-11 17:12:27
Reporting Period:
2015-12-09
Filing Date:
2015-12-11
Accepted Time:
2015-12-11 17:12:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1562594 Liquid Holdings Group Inc. LIQD Services-Prepackaged Software (7372) 455070568
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1514334 Msd Partners, L.p. 645 Fifth Avenue, 21St Floor
New York NY 10022
No No Yes No
1534735 Msd Credit Opportunity Master Fund, L.p. 645 Fifth Avenue, 21St Floor
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-12-09 6,000,000 $0.02 0 No 4 S Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnotes
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $0.015 to $0.026. The price reported reflects the weighted average sales price. The reporting persons hereby undertake to provide to the Securities and Exchange Commission (the "Commission") staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of securities sold at each separate price.
  2. This statement is jointly filed by and on behalf of each of MSD Partners, L.P. ("MSD Partners ") and MSD Credit Opportunity Master Fund, L.P. ("MSD Credit Opportunity Master Fund"). MSD Credit Opportunity Master Fund is the record and direct beneficial owner of the securities covered by this statement. MSD Partners is the investment manager of, and may be deemed to beneficially own securities owned by, MSD Credit Opportunity Master Fund. MSD Partners (GP), LLC ("MSD GP") is the general partner of, and may be deemed to beneficially own securities owned by, MSD Partners. Each of Glenn R. Fuhrman and Marc R. Lisker is a manager of MSD GP and may be deemed to have or share voting and/or dispositive power over the securities beneficially owned by MSD GP. Each of Messrs. Fuhrman and Lisker disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein.
  3. Each reporting person and each of Messrs. Fuhrman and Lisker may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Act"). Each reporting person and each of Messrs. Fuhrman and Lisker declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer.