Filing Details
- Accession Number:
- 0001144204-15-070427
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-11 10:49:28
- Reporting Period:
- 2015-12-10
- Filing Date:
- 2015-12-11
- Accepted Time:
- 2015-12-11 10:49:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1571329 | Capitala Finance Corp. | CPTA | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1514106 | W. Larry Carroll | C/O Capitala Finance Corp. 4201 Congress Street, Suite 360 Charlotte NC 28209 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-12-10 | 3,000 | $12.90 | 73,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |