Filing Details

Accession Number:
0001209191-15-084563
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-11 09:43:05
Reporting Period:
2015-12-09
Filing Date:
2015-12-11
Accepted Time:
2015-12-11 09:43:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Financial Inc. TIPT Insurance Agents, Brokers & Service (6411) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tricadia Holdings, L.p.
780 Third Avenue 29Th Floor
New York NY 10017
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2015-12-09 1,200 $6.27 3,269,686 No 4 P Direct
Class A Common Stock Acquisiton 2015-12-09 800 $6.26 3,270,486 No 4 P Direct
Class A Common Stock Acquisiton 2015-12-09 400 $6.28 3,270,886 No 4 P Direct
Class A Common Stock Acquisiton 2015-12-09 100 $6.21 3,270,986 No 4 P Direct
Class A Common Stock Acquisiton 2015-12-10 800 $6.42 3,271,786 No 4 P Direct
Class A Common Stock Acquisiton 2015-12-10 631 $6.43 3,272,417 No 4 P Direct
Class A Common Stock Acquisiton 2015-12-10 869 $6.27 3,273,286 No 4 P Direct
Class A Common Stock Acquisiton 2015-12-10 200 $6.35 3,273,486 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.