Filing Details
- Accession Number:
- 0001225208-15-022074
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-11 07:33:33
- Reporting Period:
- 2015-12-09
- Filing Date:
- 2015-12-11
- Accepted Time:
- 2015-12-11 07:33:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
720005 | Raymond James Financial Inc | RJF | Security Brokers, Dealers & Flotation Companies (6211) | 591517485 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185788 | E Jeffrey Trocin | 880 Carillon Parkway St. Petersburg FL 33716 | Executive Vice President - Rjf | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-12-09 | 1,100 | $59.11 | 1,115 | No | 4 | S | Indirect | By daughters |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By daughters |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 136,789 | Direct | |
Common Stock | 15,601 | Indirect | ESOP |
Footnotes
- The daughters of the reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price. The range of prices for such transaction was $59.05 to $59.17.
- Includes 98 shares of common stock acquired on December 2, 2015 pursuant to the registrant's Employee Stock Purchase Plan.
- Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 9, 2015.