Filing Details

Accession Number:
0001104659-15-084113
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-10 18:39:48
Reporting Period:
2015-12-08
Filing Date:
2015-12-10
Accepted Time:
2015-12-10 18:39:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1104485 Northern Oil & Gas Inc. NOG Crude Petroleum & Natural Gas (1311) 953848122
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1376323 Trt Holdings Inc 4001 Maple Avenue, Suite 600
Dallas TX 75219
No No Yes No
1436419 B. Robert Rowling 4001 Maple Avenue, Suite 600
Dallas TX 75219
No No Yes No
1660744 Cresta Greenwood, Llc 4001 Maple Avenue, Suite 600
Dallas TX 75219
No No Yes No
1660745 Cresta Investments, Llc 4001 Maple Avenue, Suite 600
Dallas TX 75219
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Per Share Acquisiton 2015-12-08 532,596 $3.95 6,767,966 No 4 P Direct
Common Stock, $0.001 Par Value Per Share Acquisiton 2015-12-09 210,927 $4.17 6,978,893 No 4 P Direct
Common Stock, $0.001 Par Value Per Share Acquisiton 2015-12-09 384,368 $4.11 7,363,261 No 4 P Direct
Common Stock, $0.001 Par Value Per Share Acquisiton 2015-12-10 216,510 $4.28 7,579,771 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. The 532,596 shares purchased on December 8, 2015, which is the date the reporting persons acquired aggregate ownership of more than 10.0% of the outstanding common stock of Northern Oil and Gas, Inc., were also included by the reporting persons in their initial statement of beneficial ownership on Form 3, which was filed with the Securities and Exchange Commission on December 10, 2015.
  2. The price reported is the weighted average price. The shares were purchased by TRT Holdings, Inc. in multiple transactions at prices ranging from $3.4800 to $4.0500 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  3. The price reported is the weighted average price. The shares were purchased in multiple transactions by TRT Holdings, Inc. at prices ranging from $4.0000 to $4.2500 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  4. The price reported is the weighted average price. The shares were purchased in multiple transactions by Cresta Investments, LLC at prices ranging from $3.9850 to $4.2000 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  5. The price reported is the weighted average price. The shares were purchased in multiple transactions by TRT Holdings, Inc. at prices ranging from $4.0300 to $4.3500 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  6. 4,205,033 of the reported securities are owned directly by TRT Holdings, Inc., 2,030,515 of the reported securities are owned directly by Cresta Investments, LLC and 1,344,223 of the reported securities are owned directly by Cresta Greenwood, LLC. Robert B. Rowling indirectly beneficially owns all of the reported securities due to his ownership of all Class B shares of Common Stock of TRT Holdings, Inc., his ownership of 100% of the ownership interests in Cresta Investments, LLC, and his indirect ownership of 100% of the ownership interests in Cresta Greenwood, LLC.