Filing Details
- Accession Number:
- 0001559909-15-000036
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-10 17:09:17
- Reporting Period:
- 2015-12-08
- Filing Date:
- 2015-12-10
- Accepted Time:
- 2015-12-10 17:09:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1559909 | Harvest Capital Credit Corp | HCAP | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1398113 | A Joseph Jolson | C/O Harvest Capital Credit Corporation 767 East Third Avenue, 25Th Floor New York NY 10017 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-12-08 | 2,700 | $12.08 | 2,700 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-12-09 | 3,600 | $11.98 | 6,300 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-12-10 | 9,601 | $12.10 | 15,901 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 329,187 | Indirect | By Jolson 1991 Trust |
Common Stock | 10,000 | Indirect | By Daughter |
Common Stock | 35,768 | Indirect | By Foundation |
Footnotes
- Reflects shares of common stock held by the Joseph A. Jolson 1991 Trust, of which Mr. Jolson is the trustee.
- Reflects shares of common stock held by The Jolson Family Foundation, of which Mr. Jolson is President and Treasurer. Mr. Jolson disclaims beneficial ownership of the shares.