Filing Details
- Accession Number:
- 0001547903-15-000167
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-10 16:21:55
- Reporting Period:
- 2015-12-08
- Filing Date:
- 2015-12-10
- Accepted Time:
- 2015-12-10 16:21:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1547903 | Nmi Holdings Inc. | NMIH | Surety Insurance (6351) | 454914248 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1289111 | G James Jones | C/O Nmi Holdings, Inc. 2100 Powell Street, 12Th Fl. Emeryville CA 94608 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2015-12-08 | 4,000 | $6.98 | 72,863 | No | 4 | P | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2015-12-08 | 10,000 | $6.98 | 10,000 | No | 4 | P | Indirect | By Jennie K. Jones Irrevocable Living Trust, of which the reporting person is the sole trustee |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By Jennie K. Jones Irrevocable Living Trust, of which the reporting person is the sole trustee |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Shares, $0.01 Par Value Per Share | 57,000 | Indirect | By James G. Jones and Maria F. Jones Revocable Trust |
Footnotes
- The common stock was purchased by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average purchase price of $6.9796. The range of purchase prices on the transaction date was $6.9758 to $6.98 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- Represents 66,832 class A common shares and 6,031 unvested restricted stock units.
- The common stock was purchased by the reporting person in a series of open market transactions on the transaction date, all at a purchase price of $6.98. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
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