Filing Details

Accession Number:
0001225208-15-022045
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-10 15:45:42
Reporting Period:
2015-12-08
Filing Date:
2015-12-10
Accepted Time:
2015-12-10 15:45:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
855574 Ameriana Bancorp ASBI Savings Institution, Federally Chartered (6035) 351782688
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1263232 J Jerome Gassen 2118 Bundy Avenue
New Castle IN 47362
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-12-08 3,500 $12.43 37,250 No 4 M Direct
Common Stock Disposition 2015-12-08 3,500 $23.11 33,750 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2015-12-08 3,500 $0.00 3,500 $12.43
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-12-29 2015-12-29 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,229 Indirect By 401(k) Plan
Common Stock 1,000 Indirect By IRA
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $11.93 2023-09-20 5,000 5,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-09-20 5,000 5,000 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.00 to $23.36, inclusive. The reporting person undertakes to provide to Ameriana Bancorp, any security holder of Ameriana Bancorp or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote.
  2. Stock options vest as follows: 20% vested immediately on the date of the grant, September 20, 2013, and 20% will vest on each of the following four anniversary dates of the grant.