Filing Details

Accession Number:
0001209191-15-084381
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-09 21:36:52
Reporting Period:
2015-12-08
Filing Date:
2015-12-09
Accepted Time:
2015-12-09 21:36:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1506401 Infrareit Inc. HIFR Real Estate Investment Trusts (6798) 273797217
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1631929 A. John Gates 1807 Ross Avenue, 4Th Floor
Dallas TX 75201
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Per Share Acquisiton 2015-12-08 5,000 $20.37 5,000 No 4 P Direct
Common Stock, $0.01 Par Value Per Share Acquisiton 2015-12-09 2,500 $20.23 7,500 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock LTIP Units $0.00 4,000 4,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
4,000 4,000 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $20.22 to $20.48. The price reported above reflects the weighted average acquisition price. Mr. Gates hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares acquired at each separate price.
  2. This transaction was executed in multiple trades at prices ranging from $20.01 to $20.47. The price reported above reflects the weighted average acquisition price. Mr. Gates hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares acquired at each separate price.
  3. In the aggregate, Mr. Gates beneficially owns 11,500 shares of common stock, consisting of the 7,500 shares of common stock shown in Table Itogether with 4,000 shares underlying the LTIP Units shown in Table II.
  4. Represents LTIP Units of InfraREIT Partners, LP, which are scheduled to vest on February 4, 2016. Pursuant to the Third Amended and Restated Agreement of Limited Partnership of InfraREIT Partners, LP, Mr. Gates may elect to convert any vested LTIP Units on a one-for-one basis to common units of InfraREIT Partners, LP in accordance with their terms. Common units are redeemable for cash or, at InfraREIT, Inc.'s election, shares of InfraREIT, Inc.'s common stock on a one-for-one basis on February 4, 2016. The rights to convert vested LTIP Units into common units and to redeem common units do not have expiration dates.