Filing Details
- Accession Number:
- 0001140361-15-044057
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-09 20:23:26
- Reporting Period:
- 2015-12-07
- Filing Date:
- 2015-12-09
- Accepted Time:
- 2015-12-09 20:23:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1416792 | Relypsa Inc | RLYP | Pharmaceutical Preparations (2834) | 260893742 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1455189 | Lance Berman | C/O Relypsa, Inc. 100 Cardinal Way Redwood City CA 94063 | Chief Medical Officer And Svp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-12-07 | 13,896 | $3.96 | 35,186 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-12-07 | 11,349 | $3.96 | 46,535 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-12-07 | 4,755 | $7.40 | 51,290 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-12-07 | 30,000 | $29.78 | 21,290 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-12-09 | 750 | $7.40 | 22,040 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-12-09 | 750 | $29.50 | 21,290 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2015-12-07 | 13,896 | $0.00 | 13,896 | $3.96 |
Common Stock | Stock Option (right to buy) | Disposition | 2015-12-07 | 11,349 | $0.00 | 11,349 | $3.96 |
Common Stock | Stock Option (right to buy) | Disposition | 2015-12-07 | 4,755 | $0.00 | 4,755 | $7.40 |
Common Stock | Stock Option (right to buy) | Disposition | 2015-12-09 | 750 | $0.00 | 750 | $7.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
10,668 | 2021-12-13 | No | 4 | M | Direct | |
21,765 | 2022-09-27 | No | 4 | M | Direct | |
26,164 | 2023-07-23 | No | 4 | M | Direct | |
25,414 | 2023-07-23 | No | 4 | M | Direct |
Footnotes
- Includes 20,125 restricted stock units.
- The sales reported in this Form 4 were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
- The shares subject to the option are early exercisable. 25% of the shares subject to the option vest on the first anniversary measured from December 9, 2011 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest in thirty-six (36) successive and equal monthly installments thereafter, such that 100% of the shares subject to the option will be fully vested on the fourth anniversary of the Vesting Commencement Date.
- The shares subject to the option are early exercisable. 25% of the shares subject to the option vest on the first anniversary measured from September 19, 2012 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest in thirty-six (36) successive and equal monthly installments thereafter, such that 100% of the shares subject to the option will be fully vested on the fourth anniversary of the Vesting Commencement Date.
- The shares subject to the option are early exercisable. 25% of the shares subject to the option vest on the first anniversary measured from July 24, 2013 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest in thirty-six (36) successive and equal monthly installments thereafter, such that 100% of the shares subject to the option will be fully vested on the fourth anniversary of the Vesting Commencement Date.