Filing Details
- Accession Number:
- 0001104659-15-083882
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-09 19:15:45
- Reporting Period:
- 2015-12-07
- Filing Date:
- 2015-12-09
- Accepted Time:
- 2015-12-09 19:15:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1515324 | Ares Dynamic Credit Allocation Fund Inc. | ARDC | () | 454969053 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1140113 | A David Sachs | 2000 Avenue Of The Stars, 12Th Floor Los Angeles CA 90067 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-12-07 | 7,500 | $13.52 | 64,648 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 20,994 | Indirect | By Richards Sachs Investment Partners LLC |
Footnotes
- The shares are held by Richards Sachs Investment Partners LLC, a limited liability company, of which David A. Sachs is the sole manager and a beneficiary.
- The price reported in Column 4 is a weighted average price. These shares were purchased in two separate transactions at $13.519 and $13.52, respectively.
- These shares are held directly by David A. Sachs, by David A. Sachs' IRA, by the David & Karen Sachs TTEES FBO Sachs Revocable Trust dated 3-12-97 and by the David & Karen R. Sachs TTEES Karen Richards Sachs Sole & Separate Property dated 3-12-97.