Filing Details
- Accession Number:
- 0001209191-15-084264
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-09 16:38:57
- Reporting Period:
- 2015-12-07
- Filing Date:
- 2015-12-09
- Accepted Time:
- 2015-12-09 16:38:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 767920 | Pmc Sierra Inc | PMCS | Semiconductors & Related Devices (3674) | 942925073 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1453589 | Travis Karr | 1380 Bordeaux Drive Sunnyvale CA 94089 | Vp, Gm Enterprise Storage Div | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-12-07 | 938 | $5.71 | 102,132 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-12-07 | 1,048 | $6.87 | 103,180 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-12-07 | 1,033 | $6.53 | 104,213 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-12-07 | 3,019 | $11.93 | 101,194 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-12-07 | 938 | $0.00 | 938 | $5.71 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-12-07 | 1,048 | $0.00 | 1,048 | $6.87 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-12-07 | 1,033 | $0.00 | 1,033 | $6.53 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,500 | 2022-08-07 | No | 4 | M | Direct | |
| 33,534 | 2024-08-05 | No | 4 | M | Direct | |
| 20,667 | 2023-08-06 | No | 4 | M | Direct |
Footnotes
- The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $11.9267 to $11.93 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- One-fourth of the shares subject to the option vested on August 7, 2013 and one forty-eighth of the shares shall vest monthly thereafter.
- One-fourth of the shares subject to the option vest on August 5, 2015 and one forty-eighth of the shares shall vest monthly thereafter.
- One-fourth of the shares subject to the option vest on August 6, 2014 and one forty-eighth of the shares shall vest monthly thereafter.
Billionaire Hedge Funds
