Filing Details
- Accession Number:
- 0000899243-15-009543
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-09 16:05:18
- Reporting Period:
- 2015-12-07
- Filing Date:
- 2015-12-09
- Accepted Time:
- 2015-12-09 16:05:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1544206 | Carlyle Gms Finance Inc. | NONE | () | 454727439 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1329679 | J. Michael Petrick | 520 Madison Avenue 38Th Floor New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-12-07 | 1,884 | $19.08 | 27,647 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-12-07 | 1,915 | $0.00 | 29,562 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | A | Direct |
Footnotes
- Represents a compensatory grant of common stock of the issuer by Carlyle GMS Investment Management L.L.C., the investment adviser to the issuer, pursuant to the adviser's benefit plan.