Filing Details
- Accession Number:
- 0001140361-15-044005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-09 15:51:43
- Reporting Period:
- 2015-12-07
- Filing Date:
- 2015-12-09
- Accepted Time:
- 2015-12-09 15:51:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1494448 | Emergent Capital Inc. | EMG | Life Insurance (6311) | 300663473 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1578210 | Richard Dayan | C/O Emergent Capital, Inc. 5355 Town Center Road, Suite 701 Boca Raton FL 33486 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-12-07 | 1,800 | $3.83 | 41,803 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-12-07 | 5,000 | $3.85 | 46,803 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-12-08 | 2,000 | $3.82 | 48,803 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 10,000 | Indirect | By BD Holding Co. |
Footnotes
- The reporting person is a general partner of a partnership which owns these shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.