Filing Details
- Accession Number:
- 0001179110-15-016009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-08 21:44:25
- Reporting Period:
- 2015-12-06
- Filing Date:
- 2015-12-08
- Accepted Time:
- 2015-12-08 21:44:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
909954 | Keurig Green Mountain Inc. | GMCR | Miscellaneous Food Preparations & Kindred Products (2090) | 030339228 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1220860 | Linda Kazanova Longo | 33 Coffee Lane Waterbury VT 05676 | Chief Hr Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-12-06 | 466 | $0.00 | 5,391 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-12-07 | 83 | $89.41 | 5,308 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2015-12-08 | 1,801 | $51.56 | 7,109 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-12-08 | 6,790 | $54.12 | 13,899 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-12-08 | 15,000 | $40.71 | 28,899 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-12-08 | 23,591 | $89.72 | 5,308 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2015-12-06 | 466 | $0.00 | 466 | $0.00 |
Common Stock | Stock Options | Disposition | 2015-12-08 | 15,000 | $0.00 | 15,000 | $40.71 |
Common Stock | Stock Options | Disposition | 2015-12-08 | 6,790 | $0.00 | 6,790 | $54.12 |
Common Stock | Stock Option | Disposition | 2015-12-08 | 1,801 | $0.00 | 1,801 | $51.56 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
933 | No | 4 | M | Direct | ||
0 | 2021-02-17 | No | 4 | M | Direct | |
2,264 | 2022-03-22 | No | 4 | M | Direct | |
1,801 | 2023-03-07 | No | 4 | M | Direct |
Footnotes
- The reporting person had vested restricted stock units settled in shares of common stock par value $0.10, of Keurig Green Mountain, Inc. (the "Company").
- On December 6, 2013 the reporting person was granted 1,865 restricted stock units which vest in four equal installments. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock ("Common Stock"). 466 of the restricted units vested on December 6, 2015.
- This transaction was executed in multiple trades at prices ranging from $89.38 to $89.43. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC Staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This number represents shares of Common Stock sold to satisfy the tax obligation due upon vesting of the restricted stock units.
- Option vests in a four equal annual installments with the first installment vesting on February 17, 2012, the first anniversary of the grant date.
- 1 for 1.
- This transaction was executed in multiple trades at prices ranging from $89.60 to $89.82. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC Staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Option vests in four equal annual installments, with the first installment vesting on March 22, 2013, the anniversary of the grate date.
- Option vests in four equal annual installments, with the first installment vesting on March 7, 2014.