Filing Details
- Accession Number:
- 0001193805-15-002006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-08 18:35:26
- Reporting Period:
- 2015-12-04
- Filing Date:
- 2015-12-08
- Accepted Time:
- 2015-12-08 18:35:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1267602 | Alimera Sciences Inc | ALIM | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1009258 | Deerfield Management Co | 780 Third Avenue, 37Th Floor New York NY 10017 | No | No | Yes | Yes | |
1010823 | L.p. Mgmt Deerfield | 780 Third Avenue 37Th Floor New York NY 10017 | No | No | Yes | Yes | |
1352546 | E James Flynn | 780 Third Avenue, 37Th Floor New York NY 10017 | No | No | Yes | Yes | |
1354395 | Deerfield Special Situations Fund, L.p. | 780 3Rd Avenue 37Th Floor New York NY 10017 | No | No | Yes | Yes | |
1483686 | Deerfield Private Design International Ii, L.p. | Bison Court, P.o. Box 3460 Road Town, Tortola D8 00000 | No | No | Yes | Yes | |
1483687 | Deerfield Private Design Fund Ii, L.p. | 780 Third Avenue, 37Th Floor New York NY 10017 | No | No | Yes | Yes | |
1603333 | Deerfield Private Design Fund Iii, L.p. | 780 Third Avenue, 37Th Floor New York NY 10017 | No | No | Yes | Yes | |
1610540 | Deerfield Mgmt Iii, L.p. | 780 Third Avenue, 37Th Floor New York NY 10017 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-12-04 | 40,301 | $3.01 | 4,664,585 | No | 4 | P | Indirect | Through Deerfield Special Situations Fund, L.P. |
Common Stock | Acquisiton | 2015-12-04 | 40,301 | $3.01 | 632,894 | No | 4 | P | Indirect | Through Deerfield Private Design Fund III, L.P. |
Common Stock | Acquisiton | 2015-12-07 | 68,294 | $3.00 | 4,732,879 | No | 4 | P | Indirect | Through Deerfield Special Situations Fund, L.P. |
Common Stock | Acquisiton | 2015-12-07 | 68,294 | $3.00 | 701,188 | No | 4 | P | Indirect | Through Deerfield Private Design Fund III, L.P. |
Common Stock | Acquisiton | 2015-12-08 | 27,529 | $3.04 | 4,760,408 | No | 4 | P | Indirect | Through Deerfield Special Situations Fund, L.P. |
Common Stock | Acquisiton | 2015-12-08 | 27,530 | $3.04 | 728,718 | No | 4 | P | Indirect | Through Deerfield Private Design Fund III, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Through Deerfield Special Situations Fund, L.P. |
No | 4 | P | Indirect | Through Deerfield Private Design Fund III, L.P. |
No | 4 | P | Indirect | Through Deerfield Special Situations Fund, L.P. |
No | 4 | P | Indirect | Through Deerfield Private Design Fund III, L.P. |
No | 4 | P | Indirect | Through Deerfield Special Situations Fund, L.P. |
No | 4 | P | Indirect | Through Deerfield Private Design Fund III, L.P. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 181,222 | Indirect | Through Deerfield Private Design Fund II, L.P. |
Common Stock | 207,667 | Indirect | Through Deerfield Private Design International II, L.P. |
Footnotes
- The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.00 to $3.03, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1), (2) and (3) of this Form 4.
- The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.99 to $3.00, inclusive.
- The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.00 to $3.05, inclusive.
- This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). Deerfield Mgmt III, L.P. is the general partner of Deerfield Private Design Fund III, L.P. ("Fund III"). Deerfield Mgmt L.P. is the general partner of Deerfield Special Situations Fund, L.P., Deerfield Private Design Fund II, L.P. and Deerfield Private Design International II, L.P. (collectively with Fund III, the "Funds"). Deerfield Management Company, L.P. is the investment manager of the Funds. James E. Flynn is the sole member of the general partner of each of Deerfield Mgmt III, L.P., Deerfield Mgmt, L.P. and Deerfield Management Company, L.P.
- In accordance with Instruction 4 (b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Funds is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.