Filing Details
- Accession Number:
- 0001218326-15-000025
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-08 17:16:06
- Reporting Period:
- 2015-12-04
- Filing Date:
- 2015-12-08
- Accepted Time:
- 2015-12-08 17:16:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002517 | Nuance Communications Inc. | NUAN | Services-Prepackaged Software (7372) | 943156479 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1218326 | Paul Ricci | One Wayside Road Burlington MA 01803 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-12-04 | 31,181 | $21.38 | 1,691,486 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2015-12-07 | 800,000 | $12.00 | 2,491,486 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-12-07 | 449,648 | $21.35 | 2,041,838 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2015-12-07 | 182,813 | $21.35 | 1,859,025 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2015-12-07 | 167,538 | $21.35 | 1,691,487 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-12-07 | 604,314 | $21.35 | 1,087,173 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-12-07 | 800,000 | $0.00 | 800,000 | $12.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-06-23 | No | 4 | M | Direct |
Footnotes
- These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award.
- These shares were retained by the Company for the purchase cost of an option exercise due pursuant to a stock repurchase agreement entered into with the Company.
- These shares were retained by the Company for the payment of applicable taxes due pursuant to a stock repurchase agreement with the Company.
- These shares were sold to the Company pursuant to a stock repurchase agreement entered into with the Company.
- This option shall cliff vest 100% on September 30, 2010.
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