Filing Details
- Accession Number:
- 0001209191-15-084010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-08 17:03:13
- Reporting Period:
- 2015-12-04
- Filing Date:
- 2015-12-08
- Accepted Time:
- 2015-12-08 17:03:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 767920 | Pmc Sierra Inc | PMCS | Semiconductors & Related Devices (3674) | 942925073 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1247266 | Jonathan Judge | 1380 Bordeaux Drive Sunnyvale CA 94089 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-12-04 | 10,000 | $10.33 | 111,176 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-12-04 | 10,000 | $6.68 | 121,176 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-12-04 | 10,000 | $7.31 | 131,176 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-12-04 | 24,000 | $8.06 | 155,176 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-12-04 | 24,000 | $7.72 | 179,176 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-12-04 | 24,000 | $7.68 | 203,176 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-12-04 | 28,125 | $6.08 | 231,301 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-12-04 | 10,000 | $10.15 | 241,301 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-12-04 | 24,000 | $7.85 | 265,301 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-12-04 | 24,000 | $7.50 | 289,301 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-12-04 | 6,338 | $5.68 | 295,639 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-12-04 | 24,000 | $6.26 | 319,639 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-12-04 | 24,000 | $6.08 | 343,639 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-12-04 | 10,000 | $7.44 | 353,639 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-12-04 | 252,463 | $11.94 | 101,176 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-12-04 | 10,000 | $0.00 | 10,000 | $10.33 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-12-04 | 10,000 | $0.00 | 10,000 | $6.68 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-12-04 | 10,000 | $0.00 | 10,000 | $7.31 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-12-04 | 24,000 | $0.00 | 24,000 | $8.06 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-12-04 | 24,000 | $0.00 | 24,000 | $7.72 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-12-04 | 24,000 | $0.00 | 24,000 | $7.68 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-12-04 | 28,125 | $0.00 | 28,125 | $6.08 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-12-04 | 10,000 | $0.00 | 10,000 | $10.15 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-12-04 | 24,000 | $0.00 | 24,000 | $7.85 |
| Common Stock | Stock Option (Right to Buy | Disposition | 2015-12-04 | 24,000 | $0.00 | 24,000 | $7.50 |
| Common Stock | Stock Option (Right to Buy | Disposition | 2015-12-04 | 6,338 | $0.00 | 6,338 | $5.68 |
| Common Stock | Stock Option (Right to Buy | Disposition | 2015-12-04 | 24,000 | $0.00 | 24,000 | $6.26 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-12-04 | 24,000 | $0.00 | 24,000 | $6.08 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-12-04 | 10,000 | $0.00 | 10,000 | $7.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-02-21 | No | 4 | M | Direct | |
| 0 | 2016-08-30 | No | 4 | M | Direct | |
| 0 | 2017-02-26 | No | 4 | M | Direct | |
| 0 | 2018-05-06 | No | 4 | M | Direct | |
| 0 | 2019-06-02 | No | 4 | M | Direct | |
| 0 | 2017-06-05 | No | 4 | M | Direct | |
| 0 | 2023-06-04 | No | 4 | M | Direct | |
| 0 | 2016-06-01 | No | 4 | M | Direct | |
| 0 | 2020-06-01 | No | 4 | M | Direct | |
| 0 | 2021-06-07 | No | 4 | M | Direct | |
| 0 | 2021-09-06 | No | 4 | M | Direct | |
| 0 | 2022-06-05 | No | 4 | M | Direct | |
| 0 | 2023-06-04 | No | 4 | M | Direct | |
| 0 | 2016-11-28 | No | 4 | M | Direct |
Footnotes
- The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $11.88 to $11.985 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Fully vested.
Billionaire Hedge Funds
