Filing Details
- Accession Number:
- 0001140361-15-043937
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-08 16:46:02
- Reporting Period:
- 2015-12-04
- Filing Date:
- 2015-12-08
- Accepted Time:
- 2015-12-08 16:46:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
77449 | Pep Boys Manny Moe & Jack | PBY | Retail-Auto & Home Supply Stores (5531) | 230962915 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
921669 | C Carl Icahn | C/O Icahn Associates Holding Llc 767 Fifth Ave., Suite 4700 New York NY 10153 | No | No | Yes | No | |
1034563 | L.p. Holdings Enterprises Icahn | 445 Hamilton Avenue Suite 1210 White Plains NY 10601 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $1.00 Par Value ("Shares") | Acquisiton | 2015-12-04 | 85,000 | $15.65 | 6,076,365 | No | 4 | P | Indirect | please see all footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | please see all footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Shares | Forward contract (obligation to purchase) | Acquisiton | 2015-12-04 | 1 | $0.00 | 480,718 | $0.00 |
Shares | Forward contract (obligation to purchase) | Acquisiton | 2015-12-04 | 1 | $0.00 | 1,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1 | 2015-12-04 | 2017-12-04 | No | 4 | J | Indirect |
2 | 2015-12-04 | 2017-12-04 | No | 4 | J | Indirect |
Footnotes
- Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings") directly beneficially owns 6,076,365 Shares.
- Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises G.P."), which is the general partners of Icahn Enterprises Holdings.
- Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by Icahn Enterprises Holdings. Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Enterprises Holdings owns. Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.
- On December 4, 2015, Icahn Enterprises Holdings entered into a forward contract providing for the purchase by Icahn Enterprises Holdings of 480,718 Shares at a forward price of $14.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, Icahn Enterprises Holdings paid the counterparty to the forward contract $1.66 per Share upon establishing the forward contract. Subject to Icahn Enterprises Holdings' right to accelerate the settlement date, the forward contract will settle on December 4, 2017. The forward contract provides for physical settlement, with Icahn Enterprises Holdings retaining the right to elect cash settlement. The forward contracts do not give Icahn Enterprises Holdings direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate.
- On December 4, 2015, Icahn Enterprises Holdings entered into a forward contract providing for the purchase by Icahn Enterprises Holdings of 1,000 Shares at a forward price of $14.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, Icahn Enterprises Holdings paid the counterparty to the forward contract $1.71 per Share upon establishing the forward contract. Subject to Icahn Enterprises Holdings' right to accelerate the settlement date, the forward contract will settle on December 4, 2017. The forward contract provides for physical settlement, with Icahn Enterprises Holdings retaining the right to elect cash settlement. The forward contracts do not give Icahn Enterprises Holdings direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate.