Filing Details

Accession Number:
0001140361-15-043937
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-08 16:46:02
Reporting Period:
2015-12-04
Filing Date:
2015-12-08
Accepted Time:
2015-12-08 16:46:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
77449 Pep Boys Manny Moe & Jack PBY Retail-Auto & Home Supply Stores (5531) 230962915
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
921669 C Carl Icahn C/O Icahn Associates Holding Llc
767 Fifth Ave., Suite 4700
New York NY 10153
No No Yes No
1034563 L.p. Holdings Enterprises Icahn 445 Hamilton Avenue
Suite 1210
White Plains NY 10601
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $1.00 Par Value ("Shares") Acquisiton 2015-12-04 85,000 $15.65 6,076,365 No 4 P Indirect please see all footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect please see all footnotes
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Shares Forward contract (obligation to purchase) Acquisiton 2015-12-04 1 $0.00 480,718 $0.00
Shares Forward contract (obligation to purchase) Acquisiton 2015-12-04 1 $0.00 1,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1 2015-12-04 2017-12-04 No 4 J Indirect
2 2015-12-04 2017-12-04 No 4 J Indirect
Footnotes
  1. Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings") directly beneficially owns 6,076,365 Shares.
  2. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises G.P."), which is the general partners of Icahn Enterprises Holdings.
  3. Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by Icahn Enterprises Holdings. Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Enterprises Holdings owns. Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.
  4. On December 4, 2015, Icahn Enterprises Holdings entered into a forward contract providing for the purchase by Icahn Enterprises Holdings of 480,718 Shares at a forward price of $14.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, Icahn Enterprises Holdings paid the counterparty to the forward contract $1.66 per Share upon establishing the forward contract. Subject to Icahn Enterprises Holdings' right to accelerate the settlement date, the forward contract will settle on December 4, 2017. The forward contract provides for physical settlement, with Icahn Enterprises Holdings retaining the right to elect cash settlement. The forward contracts do not give Icahn Enterprises Holdings direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate.
  5. On December 4, 2015, Icahn Enterprises Holdings entered into a forward contract providing for the purchase by Icahn Enterprises Holdings of 1,000 Shares at a forward price of $14.00 per Share, plus a financing charge. In addition, as part of the purchase price for the Shares, Icahn Enterprises Holdings paid the counterparty to the forward contract $1.71 per Share upon establishing the forward contract. Subject to Icahn Enterprises Holdings' right to accelerate the settlement date, the forward contract will settle on December 4, 2017. The forward contract provides for physical settlement, with Icahn Enterprises Holdings retaining the right to elect cash settlement. The forward contracts do not give Icahn Enterprises Holdings direct or indirect voting, investment or dispositive control over the Shares to which such contracts relate.