Filing Details
- Accession Number:
- 0001140361-15-043934
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-08 16:39:04
- Reporting Period:
- 2015-12-04
- Filing Date:
- 2015-12-08
- Accepted Time:
- 2015-12-08 16:39:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1543418 | Novacopper Inc. | NCQ | Gold And Silver Ores (1040) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1646604 | Ltd. Advisors Resource Notela | 819 22Nd Avenue Nw Calgary A0 T2M 1P3 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Disposition | 2015-12-04 | 5,011,200 | $0.40 | 3,340,800 | No | 4 | S | Indirect | By Gold First Investments Limited |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Gold First Investments Limited |
Footnotes
- In connection with a share purchase agreement between Gold First Investments Limited ("Gold First") and Resource Capital Fund VI L.P. ("Purchaser"), dated November 23, 2015, pursuant to which the Purchaser purchased from Gold First 8,352,000 common shares of NovaCopper Inc. for an aggregate purchase price of US $3,300,000.00. The closing occurred on December 4, 2015.
- Notela Resource Advisors Ltd. owns 60% of Gold First and disclaims beneficial ownership except to the extent of its pecuniary interest.