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Filing Details

Accession Number:: 0001140361-15-043871
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-12-08 11:40:11
Reporting Period:: 2015-12-04

Filing Date:: 2015-12-08
Accepted Time:: 2015-12-08 11:40:11
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1494448	Emergent Capital Inc.	EMG	Life Insurance (6311)	300663473

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1067621	Phillip Goldstein	C/O Emergent Capital, Inc. 5355 Town Center Road, Suite 701 Boca Raton FL 33486		Yes	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-12-04	726	$3.96	234,324	No	4	P	Direct
Common Stock	Acquisiton	2015-12-07	20,000	$3.85	254,324	No	4	P	Direct
Common Stock	Disposition	2015-12-04	44,385	$0.00	1,969,460	No	4	J	Indirect	See Footnote
Common Stock	Acquisiton	2015-12-07	30,000	$3.85	1,999,460	No	4	P	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	J	Indirect	See Footnote
No	4	P	Indirect	See Footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,224,869	Indirect	See Footnote

Footnotes

The shares are held by various entities and individuals. Bulldog Investors, LLC ("BI") or the Reporting Person has voting and investment power with respect to such shares. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
The shares are being transferred to a client in connection with an account closing.
The shares are held by certain private investment funds. BI has sole voting and investment power with respect to such shares. The Reporting Person is a principal of BI and of the general partners of each of such investment fund, and is a limited partner in certain such funds. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
The price in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.80 to $3.90, inclusive. The Reporting Person undertakes to provide Emergent Capital, Inc., any security holder of Emergent Capital, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
The price in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.8498 to $3.85, inclusive. The Reporting Person undertakes to provide Emergent Capital, Inc., any security holder of Emergent Capital, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.