Home > Insider Trading > Filing (0001437749-15-021844)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1071255	Golden Entertainment Inc.	GDEN	Services-Miscellaneous Amusement & Recreation (7990)	411913991

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
939978	F Delise Sartini	6595 S. Jones Blvd. Las Vegas NV 89118		Yes	No	Yes	No
939979	L Blake Sartini	6595 S. Jones Blvd. Las Vegas NV 89118	Chairman, President And Ceo	Yes	Yes	Yes	No
1649906	Trust Family Sartini F. Delise & Sartini L. Blake	6595 S. Jones Blvd. Las Vegas NV 89118		Yes	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2015-11-06	225,000	$0.00	7,696,393	No	4	S	Indirect	By Trust
Common Stock	Disposition	2015-11-06	225,000	$0.00	7,471,393	No	4	S	Indirect	By Trust
Common Stock	Disposition	2015-11-06	225,000	$0.00	7,246,393	No	4	S	Indirect	By Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust

Footnotes

On November 2, 2015, The Blake L. Sartini and Delise F. Sartini Family Trust (the "Trust") contributed 750,000 shares of common stock to D'Oro Holdings, LLC (the "LLC"), in exchange for 750,000 units of membership interest in the LLC, in a transaction exempt under Rule 16a-13. On November 4, 2015, the Trust made gifts of 25,000 LLC units to each of three separate trusts formed for the benefit of each of Mr. and Ms. Sartini's children (the "Children's Trusts") in transactions exempt under Rule 16b-5.
These shares are owned directly by the Trust (except for the shares held by the LLC prior to the LLC unit sales, which were owned indirectly by the Trust), and indirectly by Blake L. Sartini and Delise F. Sartini, as co-trustees of the Trust.
On November 6, 2015, the Trust sold 225,000 LLC units in private sales to each of the three Children's Trusts in exchange for a promissory note from each trust in a principal amount to be subsequently determined by an independent appraisal of the fair market value of such LLC units as of the sale date. The value so determined will represent the aggregate purchase price for such 225,000 units. This Amendment is filed to report the value of each block of 225,000 LLC units and the principal amount of each of the promissory notes from the Children's Trusts, which has been determined by the independent appraisal to be $1,148,000.