Filing Details
- Accession Number:
- 0001209191-15-083786
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-07 16:53:24
- Reporting Period:
- 2015-12-03
- Filing Date:
- 2015-12-07
- Accepted Time:
- 2015-12-07 16:53:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1462120 | Live Oak Bancshares Inc. | LOB | State Commercial Banks (6022) | 264596286 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1454313 | Don Jackson | 1741 Tiburon Drive Wilmington NC 28403 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Voting Common Stock | Acquisiton | 2015-12-03 | 10,031 | $14.50 | 20,031 | No | 4 | P | Direct | |
Voting Common Stock | Acquisiton | 2015-12-04 | 10,190 | $14.57 | 30,221 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Voting Common Stock | Stock Option (Right to Buy) | $19.15 | 2025-08-25 | 30,000 | 30,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2025-08-25 | 30,000 | 30,000 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $14.34 to $14.54. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
- This transaction was executed in multiple trades at prices ranging from $14.39 to $14.75. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
- The shares subject to this option vest and become exercisable in four equal annual installments beginning on August 25, 2016.