Filing Details
- Accession Number:
- 0001209191-15-083783
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-07 16:51:20
- Reporting Period:
- 2015-12-03
- Filing Date:
- 2015-12-07
- Accepted Time:
- 2015-12-07 16:51:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 767920 | Pmc Sierra Inc | PMCS | Semiconductors & Related Devices (3674) | 942925073 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1166816 | N Richard Nottenburg | 1380 Bordeaux Drive Sunnyvale CA 94089 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-12-03 | 55,845 | $5.68 | 71,860 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-12-03 | 24,000 | $6.08 | 95,860 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-12-03 | 24,000 | $6.26 | 119,860 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-12-03 | 103,845 | $11.90 | 16,015 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-12-04 | 48,621 | $11.92 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-12-03 | 55,845 | $0.00 | 55,845 | $5.68 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-12-03 | 24,000 | $0.00 | 24,000 | $6.08 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-12-03 | 24,000 | $0.00 | 24,000 | $6.26 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-09-06 | No | 4 | M | Direct | |
| 0 | 2023-06-04 | No | 4 | M | Direct | |
| 0 | 2022-06-05 | No | 4 | M | Direct |
Footnotes
- The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $11.895 to $11.915 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $11.92 to $11.925 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Since the Reporting Person's last report, the jointly held account by Richard N. Nottenburg and Janet G. Nottenburg received 18,621 shares from the direct account of Richard N. Nottenburg.
- Fully vested.
Billionaire Hedge Funds
