Filing Details

Accession Number:
0000899243-15-009386
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-07 14:34:42
Reporting Period:
2015-12-04
Filing Date:
2015-12-07
Accepted Time:
2015-12-07 14:34:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
3197 Ceco Environmental Corp CECE Industrial & Commercial Fans & Blowers & Air Purifing Equip (3564) 132566064
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1403564 Jonathan Pollack 2300 Yonge Street, Suite 1710
Toronto A6 M4P 1E4
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-12-04 7,000 $7.79 49,500 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,300 Indirect By Spouse
Common Stock 9,676 Direct
Footnotes
  1. These shares are owned directly by JMP FAM Holdings Inc., and indirectly by Jonathan Pollack. Jonathan Pollack is deemed to control JMP FAM Holdings Inc. because he has sole voting and dispositive power of the shares of common stock of the Issuer owned directly by JMP FAM Holdings Inc.
  2. Prior Section 16 reports had included 42,500 shares that were reported as being both directly and indirectly owned by Jonathan Pollack. Such shares, however, are not owned directly by Jonathan Pollack, but instead are owned only indirectly by Mr. Pollack. See Footnote (1) above.