Filing Details

Accession Number:
0001140361-15-043744
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-04 21:20:43
Reporting Period:
2015-11-25
Filing Date:
2015-12-04
Accepted Time:
2015-12-04 21:20:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1054102 Pdi Inc PDII Services-Business Services, Nec (7389) 222919486
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1532541 Jr R Gerald Melillo C/O Pdi Inc., Morris Corporate Center 1,
300 Interpace Parkway
Parsippany NJ 07054
President, Sales Services No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-11-25 4,262 $0.78 132,686 No 4 S Direct
Common Stock Disposition 2015-11-30 765 $0.80 131,921 No 4 S Direct
Common Stock Disposition 2015-12-01 1,748 $0.77 130,173 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 136,948 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Appreciation Rights $6.63 2017-01-30 21,478 21,478 Direct
Common Stock Stock Appreciation Rights $5.44 2018-04-04 30,364 51,842 Direct
Common Stock Stock Appreciation Rights $5.13 2019-02-25 57,107 108,949 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-01-30 21,478 21,478 Direct
2018-04-04 30,364 51,842 Direct
2019-02-25 57,107 108,949 Direct
Footnotes
  1. Includes 122,484 restricted shares of common stock. The outstanding shares of restricted stock will vest upon the closing of the proposed sale of the Company's CSO segment, if the closing occurs on or before February 28, 2016. If such sale does not close on or before February 28, 2016, Mr. Melillo will forfeit all of his outstanding shares of restricted stock.
  2. Sales of common stock on the open market.
  3. Exercisable.
  4. Stock appreciation rights that are two-thirds vested. The remaining one-third will vest and become exercisable upon the closing of the proposed sale of the Company's CSO segment, if the closing occurs on or before February 28, 2016. If such sale does not close on or before February 28, 2016, Mr. Melillo will forfeit all of his outstanding SARs.
  5. Stock appreciation rights that are one-third vested. The remaining two-thirds will vest and become exercisable upon the closing of the proposed sale of the Company's CSO segment, if the closing occurs on or before February 28, 2016. If such sale does not close on or before February 28, 2016, Mr. Melillo will forfeit all of his outstanding SARs.