Filing Details

Accession Number:
0000919574-15-008542
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-04 16:57:36
Reporting Period:
2015-12-02
Filing Date:
2015-12-04
Accepted Time:
2015-12-04 16:57:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
878079 Bon Ton Stores Inc BONT Retail-Department Stores (5311) 232835229
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1421307 Ltd. Fund Structures Capital Leveraged Brigade C/O Elian Fiduciary Svcs (Cayman) Ltd
89 Nexus Way, Camana Bay
Grand Cayman E9 KY1-9007
No No Yes No
1421308 Iii E Donald Morgan C/O Brigade Capital Management, Lp
399 Park Avenue, 16Th Floor
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.01 Per Share Disposition 2015-12-02 250,000 $2.72 1,535,000 No 4 S Indirect See Footnote
Common Stock, Par Value $.01 Per Share Disposition 2015-12-03 81,644 $2.28 1,453,356 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Footnotes
  1. The reported securities are directly owned by Brigade Leveraged Capital Structures Fund Ltd. (the "Fund") and certain other private investment funds and may be deemed beneficially owned by Donald E. Morgan, III, a Reporting Person and the managing member of the general partner of the investment manager of the Fund and such other private investment funds. Mr. Morgan disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.