Filing Details
- Accession Number:
- 0000950142-15-002560
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-04 16:55:44
- Reporting Period:
- 2015-12-03
- Filing Date:
- 2015-12-04
- Accepted Time:
- 2015-12-04 16:55:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
109177 | Hrg Group Inc. | HRG | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 741339132 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1365833 | M David Maura | C/O Hrg Group, Inc. 450 Park Avenue, 29Th Floor New York NY 10022 | Managing Director And Evp | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-12-03 | 177,500 | $4.86 | 1,465,189 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-12-03 | 177,500 | $13.09 | 1,287,689 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | Disposition | 2015-12-03 | 177,500 | $0.00 | 177,500 | $4.86 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2022-02-14 | No | 4 | M | Direct |
Footnotes
- The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $13.00 to $13.27. Upon request of the staff of the Securities and Exchange Commission, HRG Group, Inc. (the "Company") or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
- The original options were issued on February 14, 2012. Such options vest, or have vested, annually in equal installments over a period of four years beginning from October 1, 2011.