Filing Details
- Accession Number:
- 0000351834-15-000057
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-04 12:17:58
- Reporting Period:
- 2015-12-03
- Filing Date:
- 2015-12-04
- Accepted Time:
- 2015-12-04 12:17:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 351834 | Sunopta Inc. | STKL | Wholesale-Farm Product Raw Materials (5150) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1248306 | R Steven Bromley | 2838 Bovaird Drive West Brampton A6 L7A 0H2 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2015-12-03 | 60,000 | $4.45 | 326,015 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2015-12-03 | 60,000 | $7.04 | 266,015 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Employee Stock Option (right to buy) | Disposition | 2015-12-03 | 60,000 | $0.00 | 60,000 | $4.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-05-12 | 2016-05-12 | No | 4 | M | Direct |
Footnotes
- Includes 2,269 shares acquired under the STKL stock purchase plan in June, September and December 2015.
Billionaire Hedge Funds
