Filing Details
- Accession Number:
- 0001179110-15-015793
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-03 19:07:49
- Reporting Period:
- 2015-12-01
- Filing Date:
- 2015-12-03
- Accepted Time:
- 2015-12-03 19:07:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
815556 | Fastenal Co | FAST | Retail-Building Materials, Hardware, Garden Supply (5200) | 410948415 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1418484 | J Leland Hein | 2001 Theurer Blvd. Winona MN 55987 | Chief Operating Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-12-01 | 50,000 | $22.50 | 62,390 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-12-01 | 50,000 | $40.74 | 12,390 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-12-03 | 50,000 | $22.50 | 62,390 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-12-03 | 50,000 | $39.88 | 12,390 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-12-01 | 50,000 | $0.00 | 50,000 | $22.50 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-12-03 | 50,000 | $0.00 | 50,000 | $22.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
50,000 | 2016-05-31 | No | 4 | M | Direct | |
0 | 2015-05-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 30 | Indirect | Held by Daughter |
Common Stock | 30 | Indirect | Held in custodian account for Son |
Common Stock | 150 | Indirect | Held by Son |
Common Stock | 7,988 | Indirect | Held in 401(K) Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | $56.00 | 2023-05-31 | 112,500 | 112,500 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $54.00 | 2021-05-31 | 37,500 | 37,500 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $27.00 | 2018-05-31 | 50,000 | 50,000 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $42.00 | 2024-05-31 | 19,047 | 19,047 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2023-05-31 | 112,500 | 112,500 | Direct |
2021-05-31 | 37,500 | 37,500 | Direct |
2018-05-31 | 50,000 | 50,000 | Direct |
2024-05-31 | 19,047 | 19,047 | Direct |
Footnotes
- The options will fully vest and become exercisable over a period of eight years, with 50% of the options vesting and becoming exercisable half way through the relevant vesting period, and remainder vesting and becoming exercisable proportionately each year thereafter.
- Includes 300 shares maintained in a self directed IRA.
- The reporting person disclaims beneficial ownership of these shares.
- Shares attributed to reporting person's account within issuer's 401(K) Plan as of December 2, 2015.
- The options will fully vest and become exercisable over a period of five years, with 50% of the options vesting and becoming exercisable half way through the relevant vesting period, and remainder vesting and becoming exercisable incrementally (20%, 20% and 10%) each year thereafter.
- 10,714 of the 29,761 options granted to the reporting person on 4/21/2015 and reported on 4/23/2015 were forfeited and cancelled for no value on July 20, 2015.