Filing Details
- Accession Number:
- 0001104659-15-082809
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-03 18:41:17
- Reporting Period:
- 2015-12-02
- Filing Date:
- 2015-12-03
- Accepted Time:
- 2015-12-03 18:41:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1176948 | Ares Management Lp | ARES | Investment Advice (6282) | 954656677 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1606162 | H. John Kissick | 2000 Avenue Of The Stars 12Th Floor Los Angeles CA 90067 | Co-Founder & Partner | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Units | Acquisiton | 2015-12-02 | 8,025 | $14.41 | 125,000 | No | 4 | P | Indirect | By John and Kathy Kissick Trust Dtd 7/18/96 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By John and Kathy Kissick Trust Dtd 7/18/96 |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Units | 1,326,746 | Indirect | By Ares Owners Holdings L.P. |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.21 to $14.50, inclusive. The Reporting Person undertakes to provide Ares Management, L.P., any security holder of Ares Management, L.P. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
- In addition to Common Units, the Reporting Person owns 4,121,190 Ares Operating Group Units, which are exchangeable for Common Units on a one-for-one basis (subject to the terms of an exchange agreement)
- The reporting person or a vehicle controlled by him is a limited partner in Ares Owners Holdings L.P. ("AOH"), the direct holder of the common units representing limited partner interests (the "Common Units") of the Issuer. The Common Units indirectly held by the reporting person or the vehicle are the number of Common Units that he or the vehicle has a right to receive as a limited partner in AOH.
Billionaire Hedge Funds
