Filing Details
- Accession Number:
- 0001209191-15-083324
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-03 17:42:58
- Reporting Period:
- 2015-12-01
- Filing Date:
- 2015-12-03
- Accepted Time:
- 2015-12-03 17:42:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 767920 | Pmc Sierra Inc | PMCS | Semiconductors & Related Devices (3674) | 942925073 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1211277 | Tom Sun | 1380 Bordeaux Drive Sunnyvale CA 94089 | Vp And General Manager, Cbu | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-12-01 | 75,000 | $4.98 | 182,717 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-12-01 | 60,000 | $6.35 | 242,717 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-12-01 | 50,000 | $10.97 | 292,717 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-12-01 | 50,000 | $9.07 | 342,717 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-12-01 | 12,062 | $6.87 | 354,779 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-12-01 | 90,000 | $7.22 | 444,779 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-12-01 | 27,422 | $5.71 | 472,201 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-12-01 | 17,212 | $6.53 | 489,413 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-12-01 | 81,000 | $9.06 | 570,413 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-12-01 | 462,696 | $11.86 | 107,717 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-12-01 | 28,073 | $11.86 | 79,644 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-12-01 | 3,312 | $11.86 | 76,332 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-12-01 | 75,000 | $0.00 | 75,000 | $4.98 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-12-01 | 60,000 | $0.00 | 60,000 | $6.35 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-12-01 | 50,000 | $0.00 | 50,000 | $10.97 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-12-01 | 50,000 | $0.00 | 50,000 | $9.07 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-12-01 | 12,062 | $0.00 | 12,062 | $6.87 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-12-01 | 90,000 | $0.00 | 90,000 | $7.22 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-12-01 | 27,422 | $0.00 | 27,422 | $5.71 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-12-01 | 17,212 | $0.00 | 17,212 | $6.53 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-12-01 | 81,000 | $0.00 | 81,000 | $9.06 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-03-03 | No | 4 | M | Direct | |
| 0 | 2017-03-06 | No | 4 | M | Direct | |
| 0 | 2016-03-07 | No | 4 | M | Direct | |
| 0 | 2016-06-07 | No | 4 | M | Direct | |
| 26,538 | 2024-08-05 | No | 4 | M | Direct | |
| 0 | 2021-04-05 | No | 4 | M | Direct | |
| 6,328 | 2022-08-07 | No | 4 | M | Direct | |
| 13,388 | 2024-08-06 | No | 4 | M | Direct | |
| 0 | 2020-04-06 | No | 4 | M | Direct |
Footnotes
- Fully vested.
- One-fourth of the shares subject to the option vest on August 5, 2015 and one forty-eighth of the shares shall vest monthly thereafter.
- One-fourth of the shares subject to the option vest on August 7, 2013 and one forty-eighth of the shares shall vest monthly thereafter.
- One-fourth of the shares subject to the option vest on August 6, 2014 and one forty-eighth of the shares shall vest monthly thereafter.
Billionaire Hedge Funds
