Filing Details

Accession Number:
0000820318-15-000026
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2015-12-03 16:34:20
Reporting Period:
2013-02-26
Filing Date:
2015-12-03
Accepted Time:
2015-12-03 16:34:20
Original Submission Date:
2013-03-05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
820318 Ii-Vi Inc IIVI Optical Instruments & Lenses (3827) 251214948
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1196392 W Peter Sognefest C/O Ii-Vi Incorporated
375 Saxonburg Blvd.
Saxonburg PA 16056
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-02-26 2,000 $17.26 19,502 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,120 Indirect By Son
Footnotes
  1. The original Form 4 incorrectly reported that 1,000 shares were sold by the reporting person and 1,000 shares were sold by the reporting person's son. All 2,000 shares were sold by the reporting person. As a result, subsequent Forms 4 overstated the number of shares held by the reporting person 1,000 and understated the number of shares held by the reporting person's son by 1,000.
  2. Represents the weighted average of multiple sales transactions ranging in price from $17.25 to $17.29. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
  3. The reporting person disclaims beneficial ownership of shares owned by his son, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.