Filing Details
- Accession Number:
- 0000820318-15-000026
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-12-03 16:34:20
- Reporting Period:
- 2013-02-26
- Filing Date:
- 2015-12-03
- Accepted Time:
- 2015-12-03 16:34:20
- Original Submission Date:
- 2013-03-05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
820318 | Ii-Vi Inc | IIVI | Optical Instruments & Lenses (3827) | 251214948 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1196392 | W Peter Sognefest | C/O Ii-Vi Incorporated 375 Saxonburg Blvd. Saxonburg PA 16056 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-02-26 | 2,000 | $17.26 | 19,502 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,120 | Indirect | By Son |
Footnotes
- The original Form 4 incorrectly reported that 1,000 shares were sold by the reporting person and 1,000 shares were sold by the reporting person's son. All 2,000 shares were sold by the reporting person. As a result, subsequent Forms 4 overstated the number of shares held by the reporting person 1,000 and understated the number of shares held by the reporting person's son by 1,000.
- Represents the weighted average of multiple sales transactions ranging in price from $17.25 to $17.29. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- The reporting person disclaims beneficial ownership of shares owned by his son, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.