Filing Details

Accession Number:
0001209191-15-082969
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-02 18:04:14
Reporting Period:
2015-11-30
Filing Date:
2015-12-02
Accepted Time:
2015-12-02 18:04:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1492633 Nielsen Holdings Plc NLSN Services-Business Services, Nec (7389) 980662038
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1233152 L David Calhoun C/O Nielsen N.v.
85 Broad Street
New York NY 10004
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-11-30 102,404 $16.00 1,262,045 No 4 M Direct
Common Stock Disposition 2015-11-30 51,279 $46.83 1,210,766 No 4 S Direct
Common Stock Disposition 2015-11-30 51,125 $46.83 1,159,641 No 4 S Direct
Common Stock Acquisiton 2015-11-30 51,401 $16.00 1,211,042 No 4 M Direct
Common Stock Disposition 2015-11-30 51,401 $46.83 1,159,641 No 4 S Direct
Common Stock Acquisiton 2015-12-01 108,384 $16.00 1,268,025 No 4 M Direct
Common Stock Disposition 2015-12-01 45,504 $47.07 1,222,521 No 4 S Direct
Common Stock Disposition 2015-12-01 62,880 $47.17 1,159,641 No 4 S Direct
Common Stock Acquisiton 2015-12-01 61,778 $16.00 1,221,419 No 4 M Direct
Common Stock Disposition 2015-12-01 61,778 $47.16 1,159,641 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options to Purchase Common Stock (right to buy) Disposition 2015-11-30 102,404 $0.00 102,404 $16.00
Common Stock Options to Purchase Common Stock (right to buy) Disposition 2015-11-30 51,401 $0.00 51,401 $16.00
Common Stock Options to Purchase Common Stock (right to buy) Disposition 2015-12-01 108,384 $0.00 108,384 $16.00
Common Stock Options to Purchase Common Stock (right to buy) Disposition 2015-12-01 61,778 $0.00 61,778 $16.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
111,292 2016-11-22 No 4 M Direct
182,403 2016-11-22 No 4 M Direct
2,908 2016-11-22 No 4 M Direct
120,625 2016-11-22 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 99,999 Indirect By Trusts
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $46.63 to $47.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $46.63 to $47.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $46.67 to $47.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $46.67 to $47.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $46.66 to $47.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $46.67 to $47.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  7. The securities are held by various trusts for the benefit of the reporting person and his family members as to which the reporting person or his wife is the trustee. The reporting person disclaims beneficial ownership of the securities held by the trusts except to the extent of his pecuniary interest therein.
  8. Represents options to purchase shares of common stock of the Issuer, of which 93,750 vested on December 31, 2006, 356,250 vested on December 31, 2007, 356,250 vested on December 31, 2009, 356,250 vested on December 31, 2012 and 356,200 vested on December 31, 2013.
  9. Represents options to purchase shares of common stock of the Issuer, 81% of which vested at the time of the Issuer's initial public offering and 19% which vested on December 31, 2011.