Filing Details
- Accession Number:
- 0001209191-15-082963
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-02 17:55:21
- Reporting Period:
- 2015-11-30
- Filing Date:
- 2015-12-02
- Accepted Time:
- 2015-12-02 17:55:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 767920 | Pmc Sierra Inc | PMCS | Semiconductors & Related Devices (3674) | 942925073 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1347091 | J Steven Geiser | 1380 Bordeaux Drive Sunnyvale CA 94089 | Vp Finance And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-11-30 | 180,729 | $5.23 | 337,101 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-30 | 180,729 | $11.81 | 156,372 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-11-30 | 14,244 | $11.82 | 142,128 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-11-30 | 26,067 | $11.83 | 116,061 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-11-30 | 180,729 | $0.00 | 180,729 | $5.23 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 104,271 | 2022-12-04 | No | 4 | M | Direct |
Footnotes
- The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $11.80 to $11.83 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $11.8201 to $11.825 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $11.82 to $11.835 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- One-fourth of the shares subject to the option vest on December 4, 2013 and one forty-eighth of the shares shall vest monthly thereafter.
Billionaire Hedge Funds
