Filing Details
- Accession Number:
- 0001140361-15-043396
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-02 16:26:01
- Reporting Period:
- 2015-11-30
- Filing Date:
- 2015-12-02
- Accepted Time:
- 2015-12-02 16:26:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1060822 | Carters Inc | CRI | Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300) | 133912933 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1267872 | Dennis Michael Casey | 3438 Peachtree Road Ne Suite 1800 Atlanta GA 30326 | Chief Executive Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-11-30 | 4,750 | $22.19 | 412,435 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-11-30 | 18,905 | $17.90 | 431,340 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-11-30 | 14,590 | $86.26 | 416,750 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-11-30 | 8,200 | $87.39 | 408,550 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-11-30 | 820 | $88.23 | 407,730 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Purchase) | Disposition | 2015-11-30 | 4,705 | $0.00 | 4,705 | $22.19 |
| Common Stock | Employee Stock Option (Right to Purchase) | Disposition | 2015-11-30 | 18,905 | $0.00 | 18,905 | $17.90 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-02-15 | No | 4 | M | Direct | |
| 106,095 | 2018-08-06 | No | 4 | M | Direct |
Footnotes
- Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
- The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 5, 2015.
- This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $85.82 to $86.77, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $86.98 to $87.90, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $88.10 to $88.55, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- These options are all exercisable.
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