Filing Details

Accession Number:
0001140361-15-043396
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-02 16:26:01
Reporting Period:
2015-11-30
Filing Date:
2015-12-02
Accepted Time:
2015-12-02 16:26:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1060822 Carters Inc CRI Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300) 133912933
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1267872 Dennis Michael Casey 3438 Peachtree Road Ne
Suite 1800
Atlanta GA 30326
Chief Executive Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-11-30 4,750 $22.19 412,435 No 4 M Direct
Common Stock Acquisiton 2015-11-30 18,905 $17.90 431,340 No 4 M Direct
Common Stock Disposition 2015-11-30 14,590 $86.26 416,750 No 4 S Direct
Common Stock Disposition 2015-11-30 8,200 $87.39 408,550 No 4 S Direct
Common Stock Disposition 2015-11-30 820 $88.23 407,730 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Purchase) Disposition 2015-11-30 4,705 $0.00 4,705 $22.19
Common Stock Employee Stock Option (Right to Purchase) Disposition 2015-11-30 18,905 $0.00 18,905 $17.90
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-02-15 No 4 M Direct
106,095 2018-08-06 No 4 M Direct
Footnotes
  1. Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
  2. The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 5, 2015.
  3. This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $85.82 to $86.77, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  4. This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $86.98 to $87.90, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  5. This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $88.10 to $88.55, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  6. These options are all exercisable.