Filing Details

Accession Number:
0000091142-15-000048
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-12-02 13:23:54
Reporting Period:
2015-12-01
Filing Date:
2015-12-02
Accepted Time:
2015-12-02 13:23:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Household Appliances (3630) 390619790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1507959 J Robert Heideman A. O. Smith Corporate Technology Center
12100 West Park Place
Milwaukee WI 53224
Senior Vp Engineering & Tech. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-12-01 8,000 $21.56 18,621 No 4 M Direct
Common Stock Disposition 2015-12-01 4,784 $80.08 13,837 No 4 F Direct
Common Stock Disposition 2015-12-02 3,216 $80.30 10,261 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right to Buy) Disposition 2015-12-01 8,000 $0.00 8,000 $21.56
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
34,800 2021-02-07 No 4 M Direct
Footnotes
  1. The employee stock options wre granted on 02/07/2011 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exerciable in three annual installments of 1/3 of the award starting on 02/07/2012.