Filing Details
- Accession Number:
- 0000091142-15-000048
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-02 13:23:54
- Reporting Period:
- 2015-12-01
- Filing Date:
- 2015-12-02
- Accepted Time:
- 2015-12-02 13:23:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
91142 | Smith A O Corp | AOS | Household Appliances (3630) | 390619790 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1507959 | J Robert Heideman | A. O. Smith Corporate Technology Center 12100 West Park Place Milwaukee WI 53224 | Senior Vp Engineering & Tech. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-12-01 | 8,000 | $21.56 | 18,621 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-12-01 | 4,784 | $80.08 | 13,837 | No | 4 | F | Direct | |
Common Stock | Disposition | 2015-12-02 | 3,216 | $80.30 | 10,261 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2015-12-01 | 8,000 | $0.00 | 8,000 | $21.56 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
34,800 | 2021-02-07 | No | 4 | M | Direct |
Footnotes
- The employee stock options wre granted on 02/07/2011 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exerciable in three annual installments of 1/3 of the award starting on 02/07/2012.