Filing Details
- Accession Number:
- 0001019687-15-004384
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-12-01 19:32:26
- Reporting Period:
- 2015-01-07
- Filing Date:
- 2015-12-01
- Accepted Time:
- 2015-12-01 19:32:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1110607 | Deep Down Inc. | DPDW | Oil & Gas Field Machinery & Equipment (3533) | 752263732 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1385215 | Eric Ronald Smith | 8827 W. Sam Houston Pkwy N. Suite 100 Houston TX 77040 | President, Ceo And Director | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-06-11 | 56,467 | $0.59 | 1,484,529 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2015-01-07 | 1,240 | $0.80 | 9,372 | No | 4 | P | Indirect | By IRA |
| Common Stock | Acquisiton | 2015-03-02 | 1,150 | $0.85 | 10,522 | No | 4 | P | Indirect | By IRA |
| Common Stock | Acquisiton | 2015-05-01 | 1,470 | $0.70 | 11,992 | No | 4 | P | Indirect | By IRA |
| Common Stock | Acquisiton | 2015-07-01 | 1,330 | $0.74 | 13,322 | No | 4 | P | Indirect | By IRA |
| Common Stock | Acquisiton | 2015-09-01 | 1,400 | $0.68 | 14,722 | No | 4 | P | Indirect | By IRA |
| Common Stock | Acquisiton | 2015-11-03 | 1,820 | $0.55 | 16,542 | No | 4 | P | Indirect | By IRA |
| Common Stock | Acquisiton | 2015-11-25 | 133,180 | $0.43 | 149,722 | No | 4 | P | Indirect | By IRA |
| Common Stock | Acquisiton | 2015-11-25 | 2,500 | $0.44 | 152,222 | No | 4 | P | Indirect | By IRA |
| Common Stock | Acquisiton | 2015-11-25 | 10,000 | $0.44 | 162,222 | No | 4 | P | Indirect | By IRA |
| Common Stock | Acquisiton | 2015-11-25 | 45,000 | $0.41 | 207,222 | No | 4 | P | Indirect | By IRA |
| Common Stock | Acquisiton | 2015-11-27 | 134,000 | $0.44 | 341,222 | No | 4 | P | Indirect | By IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | P | Indirect | By IRA |
| No | 4 | P | Indirect | By IRA |
| No | 4 | P | Indirect | By IRA |
| No | 4 | P | Indirect | By IRA |
| No | 4 | P | Indirect | By IRA |
| No | 4 | P | Indirect | By IRA |
| No | 4 | P | Indirect | By IRA |
| No | 4 | P | Indirect | By IRA |
| No | 4 | P | Indirect | By IRA |
| No | 4 | P | Indirect | By IRA |
| No | 4 | P | Indirect | By IRA |
Footnotes
- Shares withheld for payment of tax liability incident to the vesting of restricted stock award granted on June 5, 2013.
Billionaire Hedge Funds
